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Brain During Sleep

There are many theories surrounding sleep and dreaming, from Freud's Theory of Dreaming and the famous Freud Wolfman Study to Hobson and McCarley's (1977) Activation Synthesis Theory of Dreaming. But what does our brain do while we sleep and dream? Typically, examining brain waves whilst the brain is sleeping reveals a lot about what our brain is up to while we slumber. We can see brain waves using an electroencephalogram (EEG).

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Brain During Sleep

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There are many theories surrounding sleep and dreaming, from Freud's Theory of Dreaming and the famous Freud Wolfman Study to Hobson and McCarley's (1977) Activation Synthesis Theory of Dreaming. But what does our brain do while we sleep and dream? Typically, examining brain waves whilst the brain is sleeping reveals a lot about what our brain is up to while we slumber. We can see brain waves using an electroencephalogram (EEG).

Let's explore the function and actions of the brain during sleep.

  • First, we will explore the brain's activity during sleep.
  • Then we will look at brain wave activity during sleep.
  • After, we will examine brain activity during deep sleep.
  • Finally, we will identify what brain cleansing during sleep is.

The function and actions of the brain during sleep, man laid asleep on his pillow in bed, StudySmarterFig. 1 - The brain is quite active during sleep.

Brain Activity During Sleep

The brain is still very active while we are sleeping. There are four stages of sleep (which you will go through roughly five times during the night - called the sleep cycle) with rapid-eye movement (REM) sleep being the fifth part of the cycle overall.

The 4 stages you will cycle through when asleep are:

  1. Stage One: Light sleep that someone can easily be woken from, muscles relax and eye movements start to slow.
  2. Stage Two: Occurs later in the night when falling deeper into sleep. Your body temperature cools, your heart rate becomes slower and your eye movements stop. There are bursts of brain activity called spindles. K-complexes also occur.
  3. Stage Three: The stage between light and deep sleep, where brain activity starts to slow.
  4. Stage Four: Deep sleep, when all brain activity is slow with non-rapid-eye movements and it is difficult to wake someone.

REM sleep is when the brain is most active during the sleep cycle, often occurring around 90 minutes into first falling asleep, and occurs periodically throughout the different stages of the cycle, lasting slightly longer after the last cycle until waking. REM sleep is where dreaming takes place, typically people spend roughly two hours a night dreaming.

A sensory blockade occurs during REM sleep, meaning that information from the five senses (sound, sight, smell, taste and touch) is not interpreted by the brain. Signals (brain waves) for REM sleep start at the base of the brain from an area in the brainstem called the pons, which prevents movement by shutting off neurons in the spinal cord and is known as movement inhibition.

Neurons are nerve cells that transmit information and allow communication with other cells.

According to the activation-synthesis theory of dreaming, dreaming occurs when these signals from the pons reach higher brain areas such as the cerebral cortex (which interprets sensory information when awake), resulting in a synthesis of information using memories to piece together bits of information. The limbic system is also activated by these brain waves during sleep, which is an area of the brain involved in managing emotions.

According to the theory, activation of the limbic system is why dreams can often feel particularly emotive or powerful.

The limbic system is made up of four main areas within the middle of the brain: the amygdala, the hippocampus, the hypothalamus and the thalamus. Each portion of the system plays an important role in controlling emotional and behavioural responses, including those involved in the fight or flight response.

Brain Wave Activity During Sleep

Brain waves vary in number and length during different stages of the sleep cycle. They reveal the general type of activity occurring during sleep, and have led to interesting theories regarding what it is exactly the brain is up to during sleep.

Brain waves are electrical impulses in the brain generated from neuron communication.

Different brain waves occur during different stages of a sleep cycle. Whilst awake, we typically see Beta waves (high frequency and relatively low amplitude). Brain waves are measured using an electroencephalograph (EEG). This device uses electrodes (used to conduct electricity that can measure the electric impulse of the brainwaves), that are placed on a person's scalp.

Brain waves are measured by frequency, recorded in hertz (Hz), and amplitude.

Frequency indicates how many waves occur in a second, and amplitude indicates the height of the waves.

  1. Stage One: Alpha and Theta brain waves dominate the first stages of sleep. Alpha waves are more synchronised than Beta waves and indicate a relaxed, restful state. They are lower in frequency and higher in amplitude. Theta waves are the next step in stage one, hence why stage one is seen as a transitional stage between wakefulness and sleeping, with an even lower frequency and higher amplitude than Alpha waves.
  2. Stage Two: Theta waves are present, a deeper stage although not as deep as Stage Three or Four of the sleep cycle. Here, we can usually see spindles (bursts of high-frequency activity) and K-complexes (high amplitude activity).
  3. Stage Three: A transition to deep sleep, Stage Three is dominated by Delta waves, and is a transition to Stage Four.
  4. Stage Four: Delta waves are primarily seen in deep sleep, and have the lowest frequency and highest amplitude of all brain wave activity.
  5. REM Sleep: Interestingly, REM sleep brain waves resemble the brain waves of a person who is awake.

The function and action of the brain during sleep, examples of the lengths of different wavelengths. Listed from slowest to fastest is delta, theta, alpha, beta and gamma, StudySmarterFig. 2 - Brain waves can be categorised.

Notice how brainwave lengths get faster down the list from delta through to gamma? That's what activity happens in the brain when waking up, beta brainwaves occur when concentrating and gamma brainwaves occur during perception and consciousness (so when awake).

Research into sleep often categorises the sleep cycle into three stages of sleep and REM sleep now, as stage three and stage four are extremely similar. Many often do not distinguish between stage three and stage four nowadays, and suggest there is only stage one, stage two, stage three (a combined version of the previous stages, three and four), and REM sleep.

You may find more recent research that refers to three stages of sleep and REM sleep, overall stating there are four stages of sleep when combined together instead of five, and this is why.

Brain Activity During Deep Sleep

Slow delta waves are the most common brainwaves seen during deep sleep, but this does not mean that the brain is inactive during this stage of sleep. In fact, the main functions of deep sleep are vital for our health and well-being when awake.

On top of restoring energy and creating feelings of restfulness, deep sleep is an important factor in learning and development. Deep sleep supports the facilitation of short-term and long-term memories, which include memories used for processing new information involved in learning.

Research by Fattinger et al. (2017) suggests that delta brainwaves within the motor cortex during deep sleep restore changes in neuroplasticity compared to them being in a reduced state when being deprived of sleep, concluding that deep sleep is a requirement for efficient learning.

Growth is also stimulated during moments of deep sleep as hormones are secreted by the pituitary gland, which also aids in the repair of bones and tissues after a long day or injury. Hormones (e.g., oestrogen) secreted in deep sleep can

aid in cell regeneration and building a stronger immune system.

Hormones are chemical messages that travel throughout the body, stimulating bodily functions.

Brain Cleansing During Sleep

Relatively new recent findings suggest that deep sleep may play an important role in 'cleansing' toxins from the brain. Using neuroimaging techniques to measure brainwaves and physiological changes in the brain, researchers discovered a slight pattern of cerebrospinal fluid (CSF) changes that appear alongside delta brainwaves during non-rapid eye movement in deep sleep (Fultz et al., 2019).

CSF is suggested to remove metabolic waste products while moving in and out of the brain. The results of the study suggest that waste is removed during periods of non-REM deep sleep.

Neuroimaging techniques include electroencephalography (EEG) for measuring brainwaves, but there are also several used in research involving the brain.

Examples of other neuroimaging techniques include functional Magnetic Resonance Imaging (fMRI), which examines blood flow in the brain and Positron Emission Tomography (PET), which can track metabolic activity.


Brain During Sleep - Key takeaways

  • There are four stages of sleep (which you will go through roughly five times during the night, called the sleep cycle).
  • Rapid-eye movement (REM) sleep is when dreaming takes place, and according to the activation-synthesis theory of dreaming, is when a synthesis of information from the pons, cerebral cortex and limbic system is interpreted by the brain.
  • Different brain waves occur during different stages of a sleep cycle: alpha and theta waves during stages one and two, then delta waves during stages three and four of deep sleep. REM sleep is dominated by brain waves similar to the waking brain.
  • Brain activity during deep sleep is important for learning and development, memories are processed and stored and hormones are released that improve growth and immunity.
  • Research suggests that delta brainwaves during deep sleep and cerebrospinal fluid activity are linked, meaning metabolic waste is removed from the brain during sleep.

Frequently Asked Questions about Brain During Sleep

The brain is not necessarily more active during sleep, it is still active in areas of memory consolidation and emotional regulation. Brain waves differ, and slower brain waves occur during deeper stages of sleep (delta waves).

The brain goes through periods of rapid-eye movement and non-rapid eye movement during sleep. Brainwave activity sees a change to alpha, theta and delta waves from the typical beta waves seen during wakefulness.

The limbic system is particularly active during REM sleep. This regulates emotional responses and is associated with dreaming.

The brain is very active during sleep, from dreaming to consolidating memories, improving learning and secreting hormones, and improving growth and immune system strength. 

Test your knowledge with multiple choice flashcards

Which phase of sleep is characterised by an increased brain activity?

Brain activation during REM sleep is initiated by the

What is the function of pons?

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